Mishcon de Reya
Charlotte is a Managing Associate in the Funds and Financial Services team and regularly advises on investment funds and UK financial services regulation. Her financial services experience is broad, encompassing the perimeter of regulation (including advising unregulated entities and individuals on whether they need to become authorised), the marketing of financial products, appointed representative arrangements, interpretation of the FCA Rules and Guidance and advising on UK anti-money laundering and proceeds of crime legislation.
Charlotte also advises a number of onshore and offshore investment fund managers in respect of unlisted funds, including in relation to obligations under the Alternative Investment Fund Managers Directive.
Charlotte is a mentor for the start ups taking part in MDR LAB.
Roundtable : IPO, crowdfunding or another animal to be regulated ? Moderateur : Thibault Verbiest, Partner DS Avocats.